Frederick Thomas
Frederick Thomas is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Johnstown, PA, with 45 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1404 Dwight Drive, Johnstown, PA, 15904
Get directionsHistory
Regulatory History (2)
Customer Dispute
December 2022Customer Dispute
August 2003Other Business Activities
Frederick owns and operates Copperfall Farms LLC, a small farm, dedicating about 10-20% of his time. He is also an officer of Copperfall Properties Inc., a rental real estate business, and Thomas Financial Associates Inc., a support company.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Morgan Stanley Smith BarneyBroker
Morgan Stanley Smith Barney LLC
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Legg Mason Wood Walker, IncorporatedBroker
Legg Mason Masten INC.Broker
State Registrations30 states
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