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Kristin Kendall

Wells Fargo Advisors
45 Years of Experience
Paso Robles, CA
2 DisclosuresBroker
View SEC Summary
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Kristin Kendall is a registered investment advisor at Wells Fargo Advisors, based in Paso Robles, CA, with 45 years of industry experience. Kristin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 466,575 clients with $250B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4242 advisors
IM Fee
Planning only
Assets Under Management
$252.3B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Paso Robles, CA

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 1992
Settled
Criminal
December 1983
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Advisors
May 2025 - Present · 1 yr 5 mos
Wells Fargo Advisors Financial Network, LLCBroker
May 2025 - Present · 1 yr 5 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
May 2008 - May 2025 · 17 yrs
Wells Fargo Advisors
May 2008 - May 2025 · 17 yrs
UBS Financial Services INC.Broker
June 2002 - June 2008 · 6 yrs
UBS Financial Services INC.
June 2002 - June 2008 · 6 yrs
Merrill Lynch Pierce Fenner & Smith INC.
January 2000 - June 2002 · 2 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1992 - June 2002 · 9 yrs 9 mos
Prudential Securities IncorporatedBroker
February 1991 - July 1992 · 1 yr 5 mos
Monarch Securities, INC.Broker
September 1988 - March 1991 · 2 yrs 6 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
May 1986 - February 1988 · 1 yr 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1983 - June 1986 · 3 yrs 5 mos
Security First Financial, INC.Broker
August 1980 - December 1982 · 2 yrs 4 mos
State Registrations26 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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