John Givens is a registered investment advisor at Morgan Stanley, based in Boulder, CO, with 45 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1800 Broadway, Suite 120, Boulder, CO, 80302
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Regulatory History (2)
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Customer Dispute
April 2004Settled
Customer Dispute
February 2002Denied
Other Business Activities
John is the chairman of a rental property since 2014. This activity is not investment-related and takes minimal time during or after business hours.
Employment History
Current Registrations
Morgan Stanley
August 2017 - Present · 8 yrs 9 mos
Morgan StanleyBroker
August 2017 - Present · 8 yrs 9 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
August 2001 - August 2017 · 16 yrs
Wells Fargo Clearing Services, LLCBroker
September 1990 - August 2017 · 26 yrs 11 mos
Boettcher & Company, INC.Broker
September 1980 - September 1990 · 10 yrs
State Registrations44 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.