DB
CFP
DB
CFP
Douglas Behnfield
47 Years of Experience
Boulder, CO
2 DisclosuresBroker
Douglas Behnfield is a CFP-designated registered investment advisor at Morgan Stanley, based in Boulder, CO, with 47 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1800 Broadway, Suite 120, Boulder, CO, 80302
Get directionsHistory
Regulatory History (2)
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Customer Dispute
August 1999Denied
Customer Dispute
December 1997Denied
Other Business Activities
Douglas has a loan that is investment related since January 2020. He spends no time on this activity during or after business hours.
Employment History
Current Registrations
Morgan StanleyBroker
June 2019 - Present · 6 yrs 11 mos
Morgan Stanley
June 2019 - Present · 6 yrs 11 mos
Previous Registrations
UBS Financial Services INC.
June 2009 - June 2019 · 10 yrs
UBS Financial Services INC.Broker
June 2009 - June 2019 · 10 yrs
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2000 - June 2009 · 9 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2000 - June 2009 · 9 yrs 4 mos
Painewebber IncorporatedBroker
December 1989 - March 1999 · 9 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1978 - January 1990 · 11 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
July 1977 - September 1978 · 1 yr 2 mos
State Registrations24 states
AZCACOCTFLGAHIINKSMAMNMTNCNDNJNMNVNYORRISCTNUTWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.