Philip Carl Shaffer

Oneascent Family Offices

45 Years of Experience

3 Disclosures

View SEC Summary

Areas of Practice

Investment ManagementFinancial Planning & CoachingEstate PlanningRetirement PlanningHigh Net Worth

Oneascent Family Offices

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

9 advisors

Number of Clients

43 clients

Average Client Portfolio

$8.4M average

Assets Under Management

$360.2M

Fee Structure

Location

23 Inverness Center Parkway, Birmingham, AL, 35242

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History

Regulatory History (3)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

January 1996

Settled

Customer Dispute

June 1993

Settled

Employment Separation After Allegations

November 1986

View Full SEC Report How to Read Disclosures

Employment History

Current Registrations

Oneascent Family Offices

May 2024 - Present · 1 yr 9 mos

Previous Registrations

Hamilton Capital

November 2018 - May 2024 · 5 yrs 6 mos

Halite Partners, LLC

August 2017 - December 2018 · 1 yr 4 mos

Morgan StanleyBroker

June 2009 - June 2017 · 8 yrs

Morgan Stanley

June 2009 - June 2017 · 8 yrs

Citigroup Global Markets INC.

February 2001 - June 2009 · 8 yrs 4 mos

Citigroup Global Markets INC.Broker

July 1993 - June 2009 · 15 yrs 11 mos

Lehman Brothers INC.Broker

June 1993 - July 1993 · 1 mo

Painewebber IncorporatedBroker

November 1986 - June 1993 · 6 yrs 7 mos

E. F. Hutton & Company INCBroker

September 1980 - November 1986 · 6 yrs 2 mos

State Registrations2 states

FLOH

Advisor

Exams

No exam information available for this advisor.