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Philip Shaffer

Oneascent Family Offices
45 Years of Experience
Westerville, OH
3 Disclosures
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Philip Shaffer is a registered investment advisor at Oneascent Family Offices, based in Westerville, OH, with 45 years of industry experience. Philip operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Estate Planning, and 6 more. Their firm serves 78 clients with $540M in assets under management.

Oneascent Family Offices
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9 advisors
Number of Clients
78 clients
Average Client Portfolio
$7.0M average
Assets Under Management
$544.5M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Fees generally vary from 0.50% to 2.00% per annum of the market value of assets. Fees are negotiable based on account size and complexity.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Westerville, OH

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 1996
Settled
Customer Dispute
June 1993
Settled
Employment Separation After Allegations
November 1986
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Oneascent Family Offices
May 2024 - Present · 2 yrs 5 mos
Previous Registrations
Hamilton Capital
November 2018 - May 2024 · 5 yrs 6 mos
Halite Partners, LLC
August 2017 - December 2018 · 1 yr 4 mos
Morgan StanleyBroker
June 2009 - June 2017 · 8 yrs
Morgan Stanley
June 2009 - June 2017 · 8 yrs
Citigroup Global Markets INC.
February 2001 - June 2009 · 8 yrs 4 mos
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
June 1993 - July 1993 · 1 mo
Painewebber IncorporatedBroker
November 1986 - June 1993 · 6 yrs 7 mos
E. F. Hutton & Company INCBroker
September 1980 - November 1986 · 6 yrs 2 mos
State Registrations2 states
FLOH
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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