JN
JN

Jon Niebling

45 Years of Experience
Napa, CA
Broker

Jon Niebling is a registered investment advisor at Morgan Stanley, based in Napa, CA, with 45 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

700 Main Street, Suite 315, Napa, CA, 94559

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Jon is a sole proprietor and has written a fiction e-book under the pen name Jon Gregory since 2014, dedicating minimal time to this activity. He is also a Communications Director for a dive club in Napa, California, starting in 2017, and spends minimal time on this role.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
June 2007 - June 2009 · 2 yrs
Morgan Stanley & CO. Incorporated
June 2007 - June 2009 · 2 yrs
UBS Financial Services INC.
July 1997 - June 2007 · 9 yrs 11 mos
UBS Financial Services INC.Broker
July 1985 - June 2007 · 21 yrs 11 mos
Sutro & CO. IncorporatedBroker
October 1983 - July 1985 · 1 yr 9 mos
Paine, Webber, Jackson & Curtis INC.Broker
September 1980 - November 1983 · 3 yrs 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.