TrueAdvisor
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AC
CFP
AC
CFP

Adam Carter

Ameriprise Financial Services, LLC
6 Years of Experience
Frisco, TX
Broker
View SEC Summary
View SEC Summary

Adam Carter is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Frisco, TX, with 6 years of industry experience. Adam is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

7460 Warren Pkwy Ste 260, Frisco, TX, 75034

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Adam is a co-owner of a rental property in Princeton, TX, since July 2024. He spends minimal time on this activity.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
July 2026 - Present · 3 mos
Ameriprise Financial Services, LLC
July 2026 - Present · 3 mos
Ameriprise Financial Services, LLCBroker
July 2026 - Present · 3 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2020 - August 2026 · 6 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2020 - August 2026 · 6 yrs 4 mos
Fifth Third Securities, INC.
February 2020 - March 2020 · 1 mo
Fifth Third Securities, INC.Broker
October 2019 - March 2020 · 5 mos
State Registrations11 states
AZCACOFLILLAMIMOOKTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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