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CFP · ChFC
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CFP · ChFC

Harry Keller

Cwm, LLC
44 Years of Experience
Lafayette Hill, PA
1 DisclosureBrokerSells Insurance
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Harry Keller is a CFP, ChFC-designated registered investment advisor at Cwm, LLC, based in Lafayette Hill, PA, with 44 years of industry experience. Harry is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 52,669 clients with $51B in assets under management.

Cwm, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
663 advisors
Number of Clients
52,669 clients
Average Client Portfolio
$960K average
Assets Under Management
$50.6B

Fee Structure

Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Annual investment advisory fee ranges up to a maximum of 2.50% of assets held in the account. Fees are negotiable based on account size, complexity, and other factors.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Lafayette Hill, PA

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2004
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Harry is the owner of Financial Independence Planning, LLC, a DBA for advisory services, financial planning, and the sale of securities, insurance, and advisory products. He also manages commercial and residential real estate rentals, and works as an independent insurance agent selling fixed insurance products, dedicating full-time hours to both activities.

Employment History
Current Registrations
Cwm, LLC
September 2025 - Present · 1 yr 1 mo
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 4 mos
Cetera Wealth Services, LLCBroker
June 2021 - Present · 5 yrs 4 mos
Cetera Wealth Services, LLC
June 2021 - Present · 5 yrs 4 mos
Previous Registrations
Cetera Advisor Networks LLC
June 2021 - June 2023 · 2 yrs
Voya Financial Advisors, INC.
January 2004 - June 2021 · 17 yrs 5 mos
Voya Financial Advisors, INC.Broker
January 2004 - June 2021 · 17 yrs 5 mos
Locust Street Securities, INC.
October 2002 - January 2004 · 1 yr 3 mos
Locust Street Securities, INC.Broker
April 2000 - January 2004 · 3 yrs 9 mos
United Securities Alliance, INC.Broker
March 1995 - April 2000 · 5 yrs 1 mo
Sentra Securities CorporationBroker
June 1994 - March 1995 · 9 mos
PFS Investments INC.Broker
October 1983 - June 1994 · 10 yrs 8 mos
Penn Mutual Equity Services, INC.Broker
August 1982 - May 1985 · 2 yrs 9 mos
State Registrations27 states
ALAZCACOCTDCDEFLGAILKYMAMDMIMNNCNJNYOHPASCTNTXVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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