Seth Tolev is a CFA-designated registered investment advisor at Neuberger Berman Bd LLC, based in Toronto, ON, with 6 years of industry experience. Seth is also registered as a broker, so some compensation may come from commissions on products sold.
Compensation
Fee-Only (% of Portfolio)
Firm Size
864 advisors
IM Fee
Planning only
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Location
Bay Wellington Tower, 181 Bay St, Suite 815, Toronto, ON, ON M5J 2V1
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Neuberger Berman Bd LLC
November 2019 - Present · 6 yrs 11 mos
Neuberger Berman Bd LLC
October 2019 - Present · 7 yrs
Neuberger Berman Bd LLCBroker
October 2019 - Present · 7 yrs
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.
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