Kevin Hartley is a registered investment advisor at Cetera Investment Advisers LLC, based in Lincoln, NE, with 6 years of industry experience. Kevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
6040 South 58th Street, Ste E, Lincoln, NE, 68516
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Kevin works as a financial advisor for Alpha Wealth Advisors, dedicating about 10-20% of his time to servicing clients and creating financial plans. He also owns KGH Enterprises LLC for expense management and tax reporting, spending minimal time on it, and has a non-producing administrative role as an access person for AdvisorNet Financial Inc DBA AdvisorNet Wealth Partners, spending about a quarter of his time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
Mwa Financial Services, INC.
Mwa Financial Services INC.Broker
State Registrations36 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.