A Morris is a registered investment advisor at Morgan Stanley, based in Raleigh, NC, with 45 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
3800 Glenwood Avenue, Suite 500, Raleigh, NC, 27612
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Regulatory History (2)
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Customer Dispute
August 2011Denied
Customer Dispute
September 2008Settled
Other Business Activities
A is a manager/passive investor in several real estate LLCs (Denstar, Crest Partners, HMM Investments I, and Berkshire Paartners). A is also a board member and Green Committee Chair at Old Chatham Golf Club, spending minimal time on this activity after business hours.
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
December 2001 - June 2009 · 7 yrs 6 mos
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
September 1988 - July 1993 · 4 yrs 10 mos
The Robinson-Humphrey Company INC.Broker
April 1988 - September 1988 · 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1980 - May 1988 · 7 yrs 8 mos
State Registrations44 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.