A Morris is a registered investment advisor at Morgan Stanley, based in Raleigh, NC, with 46 years of industry experience. A is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
1000 Social St, Suite 1250, Raleigh, NC, 27609
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Regulatory History (2)
Customer Dispute
August 2011Customer Dispute
September 2008Other Business Activities
A is a manager/passive investor in several real estate LLCs (Denstar, Crest Partners, HMM Investments I, and Berkshire Paartners). A is also a board member and Green Committee Chair at Old Chatham Golf Club, spending minimal time on this activity after business hours.
Employment History
Current Registrations
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Lehman Brothers INC.Broker
The Robinson-Humphrey Company INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations44 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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