LG
LG

Leigh Greenberg

5 Years of Experience
Los Angeles, CA
1 DisclosureBroker

Leigh Greenberg is a registered investment advisor at LPL Enterprise, LLC, based in Los Angeles, CA, with 5 years of industry experience. Leigh operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3039 advisors
Number of Clients
86,726 clients
Average Client Portfolio
$217K average
Assets Under Management
$18.9B

Fee Structure

LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).

Loading...

Location

Los Angeles, CA

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
November 2025
Employment History
Current Registrations
LPL Enterprise, LLC
January 2025 - Present · 1 yr 4 mos
LPL Enterprise, LLC
January 2025 - Present · 1 yr 4 mos
LPL Enterprise, LLCBroker
January 2025 - Present · 1 yr 4 mos
Previous Registrations
Secura Financial
March 2024 - April 2025 · 1 yr 1 mo
Arkadios CapitalBroker
March 2024 - January 2025 · 10 mos
Crown Capital Securities, L.P.Broker
May 2022 - April 2024 · 1 yr 11 mos
Bankers Life Securities, INC.Broker
June 2021 - April 2022 · 10 mos
Nylife Securities LLCBroker
July 2020 - May 2021 · 10 mos
State Registrations4 states
CACOFLNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.