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Peter Murphy

45 Years of Experience
Farmington, CT
Broker

Peter Murphy is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Farmington, CT, with 45 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

9 Melrose Dr, Farmington, CT, 06032

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Peter serves as a board member for Gifts of Love, a charitable organization, dedicating a few hours per week to raising awareness of its purpose. This activity is not investment-related.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2011 - Present · 14 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2011 - Present · 14 yrs 6 mos
Previous Registrations
Wells Fargo Advisors, LLC
August 2001 - November 2011 · 10 yrs 3 mos
Wells Fargo Advisors, LLCBroker
July 2001 - November 2011 · 10 yrs 4 mos
Infinex Investments, INC.Broker
June 1994 - July 2001 · 7 yrs 1 mo
Banca Imi Securities CORP.Broker
April 1991 - June 1994 · 3 yrs 2 mos
Mabon, Nugent & CO.Broker
October 1990 - April 1991 · 6 mos
Lehman Brothers INC.Broker
October 1988 - October 1990 · 2 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1984 - October 1988 · 3 yrs 10 mos
Uslife Equity Sales CORP.Broker
December 1983 - October 1984 · 10 mos
Bnl Securities INC.Broker
September 1983 - December 1983 · 3 mos
Ids Life Insurance CompanyBroker
October 1980 - September 1983 · 2 yrs 11 mos
Ids Marketing CorporationBroker
October 1980 - September 1983 · 2 yrs 11 mos
Investors Diversified Services, INC.Broker
October 1980 - September 1983 · 2 yrs 11 mos
State Registrations33 states
AZCACOCTDCDEFLGAHIIAILKYMAMEMOMTNCNHNJNMNYOHORPARISCTNTXUTVAVTVirgin IslandsWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.