Paul Stawinski
Paul Stawinski is a registered investment advisor at Garden State Investment Advisory Services, LLC, based in Red Bank, NJ, with 45 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 2,122 clients with $560M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $1.0M | 1.75% |
| $1.0M - $2.0M | 1.50% |
| $2.0M - $3.0M | 1.25% |
| $3M+ | 1.00% |
Fees are negotiable.
Fee Estimator
Location
328 Newman Springs Road, Red Bank, NJ, 07701
Get directionsHistory
Regulatory History (6)
Employment Separation After Allegations
September 2022Regulatory
July 2016Regulatory
July 2013Regulatory
December 2012Customer Dispute
February 2000Regulatory
May 1994Other Business ActivitiesSells Insurance
Paul is an advisor and financial planner at Summit Financial DBA CLU Wealth Advisors since 2022, dedicating full-time hours. He also charters his yacht, spending about 10-20% of his time on this activity, and sells fixed/traditional insurance products through PKS Financial and Fixed Insurance, spending about half his time on insurance sales.
Employment History
Current Registrations
Garden State Investment Advisory Services, LLC
Garden State Securities, INC.Broker
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Summit Financial, LLC
Lincoln Financial Advisors Corporation
Lincoln Financial Advisors CorporationBroker
Ameritas Investment CORP.Broker
AXA Advisors, LLC
AXA Advisors, LLCBroker
Mony Securities Corporation
Mony Securities CorporationBroker
Cadaret, Grant & CO., INC.Broker
Aig Equity Sales CORP.Broker
Eq Financial Consultants, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.