Barry Davis is a registered investment advisor at LPL Financial LLC, based in Tucson, AZ, with 45 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Tucson, AZ
Get directionsHistory
Regulatory History (2)
Customer Dispute
March 2004Customer Dispute
January 2001Other Business Activities
Barry is associated with Grayson Associates LLC, operating under a DBA.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Comprehensive Wealth Management, L.L.C.
Raymond James Financial Services, INC.Broker
UBS Financial Services INC.Broker
Cibc World Markets CORP.Broker
Smith Barney INC.Broker
Lehman Brothers INC.Broker
Bear, Stearns & CO. INC.Broker
Prudential-Bache Securities (pan America) INC.Broker
Prudential-Bache Securities INC.Broker
L. F. Rothschild, Unterberg, TowbinBroker
Kidder, Peabody & CO. IncorporatedBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.