Barry Davis is a registered investment advisor at LPL Financial LLC, based in Tucson, AZ, with 45 years of industry experience. Barry is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
Tucson, AZ
Get directionsHistory
Regulatory History (2)
Customer Dispute
March 2004Customer Dispute
January 2001Other Business Activities
Barry is associated with Grayson Associates LLC, operating under a DBA.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Comprehensive Wealth Management, L.L.C.
Raymond James Financial Services, INC.Broker
UBS Financial Services INC.Broker
Cibc World Markets CORP.Broker
Smith Barney INC.Broker
Lehman Brothers INC.Broker
Bear, Stearns & CO. INC.Broker
Prudential-Bache Securities (pan America) INC.Broker
Prudential-Bache Securities INC.Broker
L. F. Rothschild, Unterberg, TowbinBroker
Kidder, Peabody & CO. IncorporatedBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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