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Michael Lafata

6 Years of Experience
Worcester, MA
Broker

Michael Lafata is a registered investment advisor at Cetera Investment Advisers LLC, based in Worcester, MA, with 6 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

324 Grove Street, Worcester, MA, 01605

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Michael is a financial professional at Archstone Financial, a DBA for financial services, since 2021. This takes about a quarter of his time, with most of the hours occurring during trading hours.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
Cetera Advisor Networks LLC
June 2021 - June 2023 · 2 yrs
Voya Financial Advisors, INC.
March 2020 - June 2021 · 1 yr 3 mos
Voya Financial Advisors, INC.Broker
January 2020 - June 2021 · 1 yr 5 mos
State Registrations27 states
AZCACOCTFLGAHIILKSMAMDMEMINCNHNJNVNYOHPARISCTXUTVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.