Samuel Turner
Samuel Turner is a registered investment advisor at Osaic Wealth, INC., based in Charlotte, NC, with 42 years of industry experience. Samuel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 5 more. Their firm serves 575,512 clients with $230B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers several investment management programs where fees are charged as an annual percentage of your portfolio, typically billed monthly or quarterly. Because individual financial professionals negotiate their own fee schedules and programs vary by platform, exact rates depend on the specific account type and manager selected.
- Advisor Managed Portfolios and Unified Managed Account Programs — Fees vary based on negotiations with your financial professional and the specific asset allocation models or third-party managers chosen.
- Plan Participant Retirement Program — Annual management fees charge up to 3.00% of your account assets, structured as a fixed percentage or a tiered fee schedule.
- Program Annuities — Annual advisory fees for managing outside annuities will not exceed 1.50% of program assets for new accounts.
Account minimums vary widely by program, ranging from $5,500 to $10,000 for certain automated or platform accounts, while other programs depend on the specific investment product or third-party manager.
Location
1415 Vantage Park Drive, Suite 250, Charlotte, NC, 28203
Get directionsHistory
Regulatory History (1)
Judgment / Lien
December 2011Other Business ActivitiesSells Insurance
Samuel is an agent for GCG Wealth Management, selling fixed insurance products and servicing securities and insurance clients, taking nearly full-time. He also works with Turner Insurance, selling Medigap, LTC, supplemental, and whole life insurance, dedicating a few hours per week.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Woodbury Financial Services, INC.Broker
Woodbury Financial Services, INC.
Questar Capital CorporationBroker
Questar Asset Management, INC.
Capital Guardian, LLCBroker
Capital Guardian Wealth Management, LLC
Anderson & Strudwick, IncorporatedBroker
Anderson & Strudwick, Incorporated
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Wachovia Securities, INC.Broker
Legg Mason Wood Walker, IncorporatedBroker
The Pinnacle Group, INC.Broker
Interstate Securities CorporationBroker
Bache Halsey Stuart Shields IncorporatedBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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