Jason Penn
Jason Penn is a registered investment advisor at UBS Financial Services INC., based in Albuquerque, NM, with 6 years of industry experience. Jason is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
2155 Louisiana Blvd Northeast, Suite10000, Albuquerque, NM, 87110
Get directionsHistory
Regulatory History (1)
Financial
January 2017Other Business Activities
Jason operates Jason Penn Designs as a small side business, participating in trade shows and selling gemstones. He dedicates minimal time to this venture.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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