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Brian Wenstrup

5 Years of Experience
Chicago, IL
Broker

Brian Wenstrup is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Chicago, IL, with 5 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

225 W Randolph St, Ste 2000, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Northwestern Mutual Investment Services, LLCBroker
July 2023 - Present · 3 yrs
Previous Registrations
Touchstone Advisors INC
December 2020 - May 2023 · 2 yrs 5 mos
Touchstone Securities, INC.Broker
November 2020 - May 2023 · 2 yrs 6 mos
Equitable Advisors, LLCBroker
March 2020 - October 2020 · 7 mos
State Registrations3 states
FLILNJ
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Brian Wenstrup - Financial Advisor | TrueAdvisor