AG
AG
Allan Gottesman
45 Years of Experience
Boonton Township, NJ
1 DisclosureBroker
Allan Gottesman is a registered investment advisor at Raymond James & Associates, INC., based in Boonton Township, NJ, with 45 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
Boonton Township, NJ
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Regulatory History (1)
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Customer Dispute
September 2008Settled
Employment History
Current Registrations
Raymond James & Associates, INC.
April 2005 - Present · 21 yrs 1 mo
Raymond James & Associates, INC.Broker
October 2004 - Present · 21 yrs 7 mos
Previous Registrations
J. B. Hanauer & CO.
June 2002 - November 2004 · 2 yrs 5 mos
UBS Painewebber INC.Broker
August 2001 - September 2001 · 1 mo
J. B. Hanauer & CO.Broker
October 1980 - November 2004 · 24 yrs 1 mo
State Registrations26 states
AZCACOCTFLGAHIILKYMAMDMIMNMONCNJNYOHORPASCTNTXVAWAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.