Jeffrey Keating
Jeffrey Keating is a registered investment advisor at Citigroup Global Markets INC., based in Mill Valley, CA, with 5 years of industry experience. Jeffrey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 56,938 clients with $47B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
CGMI offers various investment advisory programs with different fee structures. The CGMI fee is an annualized, fixed, asset-based fee of up to 2% that is negotiable based on a number of factors. Clients may also pay separate fees to third-party investment managers, generally ranging from 0.05% to 1.00% depending on the asset class and investment style. These fees do not include additional charges such as wire transfer fees, taxes, or brokerage commissions for trades executed outside of CGMI or Clearing Firm.
Location
Mill Valley, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Jeffrey is involved in real estate sales, rental properties, and property management through Cambridge Riverbend Rentals since 2021. He also uses Proxy Financial as a DBA for marketing purposes and is a member of several LLCs related to real estate, dedicating minimal time to each outside of securities trading hours.
Employment History
Current Registrations
Citigroup Global Markets INC.Broker
Citi Private Alternatives, LLC
Citigroup Global Markets INC.
Citigroup Global Markets INC.
Citi Private Alternatives, LLCBroker
Previous Registrations
United Planners' Financial Services of America a Limited PartnerBroker
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Comerica SecuritiesBroker
Unionbanc Investment Services, LLCBroker
State Registrations25 states
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