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David Nelson

Wells Fargo Advisors
45 Years of Experience
Boca Raton, FL
7 DisclosuresBroker
View SEC Summary
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David Nelson is a registered investment advisor at Wells Fargo Advisors, based in Boca Raton, FL, with 45 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

1675 N Military Trail Ste 500, Boca Raton, FL, 33486

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History

Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2012
Settled
Customer Dispute
March 2008
Settled
Customer Dispute
July 2003
Denied
Customer Dispute
April 2003
Settled
Customer Dispute
February 2003
Settled
Customer Dispute
August 1995
Settled
Customer Dispute
June 1992
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

David is involved in several family-related business activities, including management consulting for family assets, co-trustee for a family limited partnership, owner of Nelson Family 2000 Limited Partnership, trustee for a family revocable trust, and 50% ownership of Murray Nelson, LLC. These activities require minimal time commitment.

Employment History
Current Registrations
Wells Fargo Advisors
August 2004 - Present · 22 yrs 2 mos
Wells Fargo Clearing Services, LLC
July 2003 - Present · 23 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
July 2003 - Present · 23 yrs 3 mos
Previous Registrations
Prudential Securities IncorporatedBroker
November 1980 - July 2003 · 22 yrs 8 mos
State Registrations29 states
ARCACOCTDCFLGAIDILMAMDMEMIMNNCNJNMNVNYOHORPASCTNTXUTVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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