JV
JV

Joseph Varamo

45 Years of Experience
Charlotte, NC
2 DisclosuresBroker

Joseph Varamo is a registered investment advisor, based in Charlotte, NC, with 45 years of industry experience.

Location

11425 Lawyers Rd, Charlotte, NC, 28227

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2004
Settled
Customer Dispute
April 2002
Denied
Employment History
Current Registrations
Truist Advisory Services, INC.
February 2021 - Present · 5 yrs 3 mos
Truist Investment Services, INC.Broker
February 2021 - Present · 5 yrs 3 mos
Truist Investment Services, INC.
February 2021 - Present · 5 yrs 3 mos
Previous Registrations
Bb&t Securities, LLCBroker
January 2018 - February 2021 · 3 yrs 1 mo
Bb&t Securities, LLC
January 2018 - February 2021 · 3 yrs 1 mo
Bb&t Investment Services, INC.
April 2005 - January 2018 · 12 yrs 9 mos
Bb&t Investment Services, INC.Broker
March 1998 - January 2018 · 19 yrs 10 mos
Bb&t Investment Services of South Carolina, INC.Broker
September 1997 - March 1998 · 6 mos
First Union Brokerage Services, INC.Broker
August 1986 - October 1997 · 11 yrs 2 mos
Cowen & CO.Broker
November 1980 - May 1986 · 5 yrs 6 mos
State Registrations19 states
ALCOFLGAIAILMIMOMSNCNJNYOHORPASCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Joseph Varamo - Financial Advisor | TrueAdvisor