Thomas O'connell
Thomas O'connell is a ChFC-designated registered investment advisor at Bankers Life Advisory Services, INC., based in Chicago, IL, with 33 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 11,822 clients with $1.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Bankers Life Advisory Services (BLAS) charges an annual fee for managing your investment portfolio, ranging from 0.50% to 2.5% of the portfolio's value. This fee is negotiable. The fee is deducted from your account quarterly in advance.
Location
303 E. Wacker Drive, Ste 500, Chicago, IL, 60601
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas submits life and disability insurance applications to First Protective, dedicating minimal time. He also serves as a FINRA arbitrator.
Employment History
Current Registrations
Bankers Life Advisory Services, INC.
Bankers Life Securities, INC.
Bankers Life Securities, INC.Broker
Previous Registrations
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Pruco Securities, LLC.Broker
Blc Financial Services, INC.Broker
Afs Brokerage, INC.Broker
Conseco Equity Sales, INC.Broker
Conseco Equity Sales, INC.Broker
Conseco Financial Services, INC.Broker
Conseco Financial Services, INC.Broker
Conseco Equity Sales, INC.Broker
Smith Barney, Harris Upham & CO., IncorporatedBroker
Forth Financial Securities, CorporationBroker
Connecticut Mutual Financial Services, INC.Broker
Robert W. Baird & CO. IncorporatedBroker
Nel Equity Services CorporationBroker
Nml Equity Services, INC.Broker
Smith Barney, Harris Upham & CO., IncorporatedBroker
State Registrations48 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.