Fredrick Wollman
Fredrick Wollman is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Escondido, CA, with 44 years of industry experience. Fredrick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
144 South Grape St, Escondido, CA, 92025
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Regulatory History (5)
Customer Dispute
July 2011Customer Dispute
April 1990Regulatory
April 1990Customer Dispute
December 1984Customer Dispute
January 1983Other Business ActivitiesSells Insurance
Fredrick is the owner of Wollman Wealth Designs, Inc., and is also involved in several other ventures, including authoring a book, serving on the board of multiple organizations, and owning rental property. He also sells fixed insurance products, dedicating minimal time to this activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Intersecurities, INC.
Intersecurities, INC.Broker
Stephen A. Kohn & Associates, LTD.Broker
Kohn, Hebert & Associates, LTD.Broker
U.S. Securities Clearing CORP.Broker
Titan/value Equities Group, INC.Broker
Sun Investment Services CompanyBroker
Mesa Securities CorporationBroker
Titan Capital CorporationBroker
University Securities CorporationBroker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.