RC
RC

Ronald Cain

45 Years of Experience
Richmond, VA
Broker

Ronald Cain is a registered investment advisor at Wells Fargo Advisors, based in Richmond, VA, with 45 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

5701 Patterson Ave, Ste 101 Fl 1, Richmond, VA, 23226

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Ronald is a trustee for two trusts, the Carroll M Cooper Amended & Restated Trust and the Catharine Cooper Living Trust, spending minimal time on each. He also owns 37.5% of Granite Wealth Management, LLC, dedicating about 10-20% of his time to it.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
September 2021 - Present · 4 yrs 8 mos
Wells Fargo Advisors
September 2021 - Present · 4 yrs 8 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
May 2009 - September 2021 · 12 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
May 2009 - September 2021 · 12 yrs 4 mos
Scott & Stringfellow, LLC
April 2003 - May 2009 · 6 yrs 1 mo
Scott & Stringfellow, LLCBroker
February 2003 - May 2009 · 6 yrs 3 mos
UBS Painewebber INC.
July 1995 - February 2003 · 7 yrs 7 mos
UBS Painewebber INC.Broker
October 1993 - February 2003 · 9 yrs 4 mos
Wheat, First Securities, INC.Broker
November 1980 - October 1993 · 12 yrs 11 mos
State Registrations35 states
ALAZCACOCTDCDEFLGAILKYLAMAMDMEMOMSMTNCNENJNVNYOHOKPARISCSDTNTXVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.