Frederick Joosse
Frederick Joosse is a registered investment advisor at American Investors CO, based in Santa Rosa, CA, with 45 years of industry experience. Frederick is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 766 clients with $630M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $1.0M | 1.50% |
| $1M+ | 1.00% |
Fees are negotiable. A fixed percentage rate of 1.5% or a negotiated fixed annual fee is also available in lieu of the tiered schedule.
Fee Estimator
Location
Santa Rosa, CA
Get directionsHistory
Regulatory History (2)
Judgment / Lien
July 2017Judgment / Lien
April 2016Other Business ActivitiesSells Insurance
Frederick is an independent insurance agent since 1974, selling health, life, and disability insurance. This takes about 10-20% of his time, with minimal time spent during trading hours.
Employment History
Current Registrations
American Investors CO
American Investors CompanyBroker
Previous Registrations
Sun Investment Services CompanyBroker
Princor Financial Services CorporationBroker
American Investors CompanyBroker
Judy & Robinson Securities, INCBroker
Blc Equity Services CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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