James Young is a registered investment advisor, based in Chicago, IL, with 45 years of industry experience.
Location
200 W. Madison St., Suite 2500, Chicago, IL, 60606
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Hightower Advisors, LLC
April 2017 - Present · 9 yrs 1 mo
Hightower Securities, LLCBroker
April 2017 - Present · 9 yrs 1 mo
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2008 - April 2017 · 9 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2008 - April 2017 · 9 yrs 1 mo
UBS Financial Services INC.
January 1999 - March 2008 · 9 yrs 2 mos
UBS Financial Services INC.Broker
January 1999 - March 2008 · 9 yrs 2 mos
Everen Securities, INC.Broker
May 1998 - January 1999 · 8 mos
Principal Financial Securities,inc.Broker
June 1994 - May 1998 · 3 yrs 11 mos
Painewebber IncorporatedBroker
February 1982 - June 1994 · 12 yrs 4 mos
B. C. Ziegler and CompanyBroker
December 1980 - February 1983 · 2 yrs 2 mos
State Registrations3 states
COFLTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.