Maria Alvarez
Maria Alvarez is a registered investment advisor at Focused Wealth Management, INC., based in Newburgh, NY, with 2 years of industry experience. Maria operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 2 more. Their firm serves 2,117 clients with $1.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.50% |
| $100K - $250K | 1.40% |
| $250K - $500K | 1.30% |
| $500K - $750K | 1.20% |
| $750K - $1000K | 1.10% |
| $1.0M - $3.0M | 1.00% |
| $3.0M - $6.0M | 0.80% |
| $6.0M - $10.0M | 0.60% |
| $10.0M - $25.0M | 0.50% |
| $25.0M - $50.0M | 0.40% |
| $50M+ | 0.35% |
Fees may be negotiable at the discretion of the firm. Schedule is for Equities. For CD's, Bonds, and Treasury Ladders: $0-$4,999,999: 0.50%, $5,000,000-$9,999,999: 0.40%, $10,000,000+: 0.30%
Fee Estimator
Location
11 Balmville Rd., Suite 2 North, Newburgh, NY, 12550-1911
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Other Business Activities
Maria works as an Administrative Associate at Focused Wealth Management, dedicating full-time hours to administrative duties related to the firm. Maria is also a registered representative at Osaic Wealth, Inc.
Employment History
Current Registrations
Focused Wealth Management, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Securities America, INC.Broker
State Registrations1 state
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