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Benjamin Mckain

5 Years of Experience
Louisville, KY
BrokerSells Insurance

Benjamin Mckain is a registered investment advisor at Park Avenue Securities LLC, based in Louisville, KY, with 5 years of industry experience. Benjamin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, Retirement Planning. Their firm serves 71,074 clients with $15B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1877 advisors
Number of Clients
71,074 clients
Average Client Portfolio
$211K average
Assets Under Management
$15.0B

Fee Structure

Park Avenue Securities (PAS) offers investment management through various programs. Some programs charge an all-inclusive bundled fee based on the value of your investments. This fee covers investment advice, trading, and other administrative costs. Fees vary depending on the specific program you choose. PAS also offers a digital advisory program called VestWise with a lower fee structure. PAS representatives are compensated for servicing your accounts, and this compensation may be more than if you paid separately for investment advice and brokerage services.

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Location

9300 Shelbyville Road, Suite 320, Louisville, KY, 40222

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Benjamin sells insurance other than Guardian since 2015, dedicating minimal time. He is also a local leader since 2022 and a finance committee member since 2025, dedicating minimal time to each.

Employment History
Current Registrations
Park Avenue Securities LLC
November 2024 - Present · 1 yr 6 mos
Park Avenue Securities LLC
August 2024 - Present · 1 yr 9 mos
Park Avenue Securities LLCBroker
August 2024 - Present · 1 yr 9 mos
Previous Registrations
Northwestern Mutual Investment Services, LLCBroker
August 2020 - July 2024 · 3 yrs 11 mos
State Registrations5 states
INKYNJOHTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.