Leslie Ballantine
Leslie Ballantine is a registered investment advisor at Shepherd Financial Investment Advisory LLC, based in Louisville, KY, with 5 years of industry experience. Leslie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 1,091 clients with $4.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Shepherd Financial provides investment management through a wrap fee program. The annual fee ranges from 0.50% to 1.20% of the value of your portfolio, depending on the complexity of the services, the amount of assets managed, and the overall relationship. Fees are paid monthly or quarterly. Fees may be negotiable.
Location
9600 Brownsboro Rd, Suite 300, Louisville, KY, 40241
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Leslie volunteers for zoo events through the Friends of the Zoo Board and owns Ballantine Baby, where she creates handmade children's toys. Both activities require minimal time each month.
Employment History
Current Registrations
Shepherd Financial Investment Advisory LLC
Previous Registrations
Cerity Partners LLC
Cerity Partners Retirement Plan Consultants
Argi Investment Services, LLC
Stegner Investment Associates INC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.