LB
LB

Leslie Shockley Ballantine

5 Years of Experience
Areas of Practice
Retirement PlanningEstate PlanningTax PlanningFinancial Planning & CoachingInsurance PlanningInvestment ManagementHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
25 advisors
Number of Clients
1,091 clients
Average Client Portfolio
$4.5M average
Assets Under Management
$4.9B

Fee Structure

Financial Planning:Included in AUM fee
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Location

99 Park Avenue, 16th Floor, New York, NY, 10016

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Leslie volunteers for zoo events through the Friends of the Zoo Board and owns Ballantine Baby, where she creates handmade children's toys. Both activities require minimal time each month.

Employment History
Current Registrations
Shepherd Financial Investment Advisory LLC
July 2025 - Present · 7 mos
Previous Registrations
Cerity Partners LLC
April 2023 - June 2025 · 2 yrs 2 mos
Cerity Partners Retirement Plan Consultants
April 2023 - June 2025 · 2 yrs 2 mos
Argi Investment Services, LLC
August 2021 - April 2023 · 1 yr 8 mos
Stegner Investment Associates INC
January 2020 - May 2021 · 1 yr 4 mos
State Registrations1 state
KY
Advisor
Exams
No exam information available for this advisor.