ZW
ZW
Zachary Werner
5 Years of Experience
Cincinnati, OH
2 DisclosuresBroker
Zachary Werner is a registered investment advisor at UBS Financial Services INC., based in Cincinnati, OH, with 5 years of industry experience. Zachary is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B
Fee Structure
Investment management only (planning not offered)
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location
8044 MONTGOMERY ROAD, Ste. 10, The Towers at Kenwood, Cincinnati, OH, 45236
Get directionsHistory
Regulatory History (2)
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Customer Dispute
May 2025Settled
Criminal
August 2018Final Disposition
Employment History
Current Registrations
UBS Financial Services INC.
April 2022 - Present · 4 yrs 6 mos
UBS Financial Services INC.Broker
April 2022 - Present · 4 yrs 6 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2021 - March 2022 · 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2020 - March 2022 · 1 yr 3 mos
State Registrations26 states
AKALARAZCACODCFLGAIAILINKYMDMINJNVNYOHPASCTNTXWAWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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