RF
RF

Richard Freckleton

5 Years of Experience
Fort Mill, SC
1 DisclosureBroker

Richard Freckleton is a registered investment advisor at LPL Financial LLC, based in Fort Mill, SC, with 5 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

1055 Lpl Way, Fort Mill, SC, 29715

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History

Regulatory History (1)
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Employment Separation After Allegations
June 2023
Employment History
Current Registrations
LPL Financial LLC
February 2025 - Present · 1 yr 3 mos
LPL Financial LLC
February 2025 - Present · 1 yr 3 mos
LPL Financial LLCBroker
February 2025 - Present · 1 yr 3 mos
Previous Registrations
LPL Financial LLC
October 2024 - December 2024 · 2 mos
LPL Financial LLCBroker
May 2024 - December 2024 · 7 mos
Carillon Fund Distributors, INC.Broker
November 2021 - June 2023 · 1 yr 7 mos
Prudential Annuities Distributors, INCBroker
January 2020 - September 2021 · 1 yr 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.