RR
RR
Randall Ridenour
45 Years of Experience
Sarasota, FL
6 DisclosuresBroker
Randall Ridenour is a registered investment advisor at Morgan Stanley, based in Sarasota, FL, with 45 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2 North Tamiami Trail, Suite 1100, Sarasota, FL, 34236
Get directionsHistory
Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2013Settled
Customer Dispute
December 2010Settled
Customer Dispute
August 2008Settled
Criminal
February 2008Final Disposition
Customer Dispute
September 2002Closed-No Action
Customer Dispute
October 2000Settled
Employment History
Current Registrations
Morgan Stanley
January 2010 - Present · 16 yrs 4 mos
Morgan StanleyBroker
January 2010 - Present · 16 yrs 4 mos
Previous Registrations
UBS Financial Services INC.
April 2001 - January 2010 · 8 yrs 9 mos
UBS Financial Services INC.Broker
April 2001 - January 2010 · 8 yrs 9 mos
Prudential Securities IncorporatedBroker
August 1984 - April 2001 · 16 yrs 8 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
December 1980 - August 1984 · 3 yrs 8 mos
State Registrations42 states
ALARAZCACOCTDCDEFLGAIAIDILINKYLAMAMDMEMIMNMONCNENJNMNVNYOHOKORPAPRRISCSDTNTXVAVTWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.