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Nicholas Fischer

6 Years of Experience
Rochester, NY
Broker

Nicholas Fischer is a registered investment advisor at Brighton Securities CORP., based in Rochester, NY, with 6 years of industry experience. Nicholas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 1,795 clients with $930M in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
22 advisors
Number of Clients
1,795 clients
Average Client Portfolio
$519K average
Assets Under Management
$931.0M

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Annual management fees range from 0.25% to 3.00% depending on the program, account value, and services selected. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

1703 Monroe Avenue, Rochester, NY, 14618-1487

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Nicholas is involved with Nova Event Management, setting up stage and sound systems for the Buffalo/Rochester Polar Plunge. This non-investment related activity occurs once a year and requires minimal time.

Employment History
Current Registrations
Brighton Securities CORP.
March 2020 - Present · 6 yrs 7 mos
Brighton Securities CORP.Broker
March 2020 - Present · 6 yrs 7 mos
State Registrations16 states
AZCACTFLILINKSKYMDMINCNJNYPATXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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