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Sebastien Tomescu

5 Years of Experience
Fairfield, CA
1 DisclosureBroker

Sebastien Tomescu is a registered investment advisor at LPL Financial LLC, based in Fairfield, CA, with 5 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

3101 Travis Blvd., Suite A, Fairfield, CA, 94534

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
October 2009
Final Disposition
Employment History
Current Registrations
LPL Financial LLC
May 2025 - Present · 1 yr
LPL Financial LLCBroker
May 2025 - Present · 1 yr
Previous Registrations
Cuso Financial Services, L.P.
December 2020 - May 2025 · 4 yrs 5 mos
Cuso Financial Services, L.P.Broker
August 2020 - May 2025 · 4 yrs 9 mos
State Registrations30 states
ARAZCACOCTFLGAHIIDLAMAMDMNMOMSMTNCNENHNJNMNVNYOKORPASCTXWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Sebastien Tomescu - Financial Advisor | TrueAdvisor