Stephen Tripodi
Stephen Tripodi is a registered investment advisor at Argus Equity Partners, LLC, based in Amherst, NY, with 42 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 71 clients with $53M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $1.0M | 1.00% |
| $1M+ | 0.50% |
Fees are generally negotiable.
Fee Estimator
Location
Amherst, NY
Get directionsHistory
Regulatory History (4)
Regulatory
November 2012Employment Separation After Allegations
June 2011Customer Dispute
October 1988Customer Dispute
July 1988Other Business ActivitiesSells Insurance
Stephen owns real estate and collects rents, having owned properties since 1978, dedicating minimal time to advertising. He is also a partner in Argus Equity Partners, LLC, a DBA for brokerage and insurance activity, though he currently spends no time on it.
Employment History
Current Registrations
Argus Equity Partners, LLC
Previous Registrations
Portfolio Advisors Alliance, LLCBroker
Lasalle St Securities, L.L.C.Broker
Saperston Financial INC.Broker
Advest, INC.Broker
Prudential-Bache Securities INC.Broker
L. F. Rothschild, Unterberg, TowbinBroker
First Jersey Securities, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.