James Negrelli
James Negrelli is a registered investment advisor at UBS Financial Services INC., based in Pepper Pike, OH, with 45 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
30050 Chagrin Boulevard, Suite 200, Pepper Pike, OH, 44124
Get directionsHistory
Regulatory History (2)
Customer Dispute
May 2009Customer Dispute
March 2008Other Business Activities
James is involved with ZCA Designs LLC, a domestic for-profit LLC focused on jewelry designs and household goods and textiles, since 2019. The filing indicates James may influence an officer/board member through advice related to business operations.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Kidder, Peabody & CO. IncorporatedBroker
Smith Barney, Harris Upham & CO., IncorporatedBroker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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