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Robert Shoemaker

Robert William Shoemaker,iii
45 Years of Experience
Gettysburg, PA
5 Disclosures
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Robert Shoemaker is a registered investment advisor at Robert William Shoemaker,iii, based in Gettysburg, PA, with 45 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 65 clients with $64M in assets under management.

Robert William Shoemaker,iii
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
65 clients
Average Client Portfolio
$977K average
Assets Under Management
$63.5M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M0.80%
$1.0M - $2.0M0.70%
$2M+0.60%

Fees are negotiable on a client-by-client basis.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Gettysburg, PA

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
May 2012
Final
Regulatory
September 2006
Final
Criminal
May 2006
Final Disposition
Customer Dispute
March 1994
Settled
Regulatory
July 1984
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Robert William Shoemaker,iii
April 1994 - Present · 32 yrs 6 mos
Previous Registrations
Wingate Capital CorporationBroker
May 1986 - June 2006 · 20 yrs 1 mo
Summit CorporationBroker
April 1984 - May 1986 · 2 yrs 1 mo
Moors & Cabot, INC.Broker
December 1983 - May 1984 · 5 mos
U. S. Boston Capital CorporationBroker
December 1980 - December 1983 · 3 yrs
State Registrations3 states
CAMAPA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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