JS
CFP
JS
CFP

Jack Swingle

5 Years of Experience
Brookfield, WI
Broker

Jack Swingle is a CFP-designated registered investment advisor at Capital Client Group, INC., based in Brookfield, WI, with 5 years of industry experience. Jack operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
N/A
Firm Size
583 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Brookfield, WI

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Capital Client Group, INC.
April 2025 - Present · 1 yr 1 mo
Capital Client Group, INC.
April 2025 - Present · 1 yr 1 mo
Capital Client Group, INC.Broker
April 2025 - Present · 1 yr 1 mo
Previous Registrations
Russell Investments
March 2022 - April 2025 · 3 yrs 1 mo
Russell Investments Financial Services, LLCBroker
February 2022 - April 2025 · 3 yrs 2 mos
Sammons Financial Network, LLCBroker
September 2020 - February 2022 · 1 yr 5 mos
State Registrations5 states
CAIAILMIWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.