Caleb Thomas
Caleb Thomas is a CFP-designated registered investment advisor at Oneascent Financial Services LLC, based in Crystal Lake, IL, with 6 years of industry experience. Caleb is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Estate Planning, and 6 more. Their firm serves 5,279 clients with $3.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fees generally range from 0.50% to 2.00% per annum depending on the account type, asset size, and complexity. Fees are negotiable.
Fee Estimator
Location
181 North Virginia Street, Unit A, Crystal Lake, IL, 60039
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
November 2022Other Business Activities
Caleb works as an advisor assistant for One Ascent Financial Services and as an investment adviser representative for Purshe Kaplan Sterling Investments. Both roles are investment-related and take about half of Caleb's time.
Employment History
Current Registrations
Oneascent Financial Services LLC
Purshe Kaplan Sterling InvestmentsBroker
Previous Registrations
J.P. Morgan Securities LLCBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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