Caleb Thomas
Caleb Thomas is a registered investment advisor at Oneascent Financial Services LLC, based in Crystal Lake, IL, with 5 years of industry experience. Caleb operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 4,188 clients with $2.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
OneAscent offers investment management services through Unified Managed Accounts and direct asset management. Fees generally range from 0.50% to 2.00% per year of the portfolio's value. These fees are negotiable and depend on factors like account size and complexity. Clients may also incur separate fees charged by overlay managers and third-party managers. Asset management for held away accounts generally varies from 0.50% to 1.00% per annum. Trading costs may vary from 0.02% to 0.15%.
Location
181 North Virginia Street, Unit A, Crystal Lake, IL, 60039
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Regulatory History (1)
Employment Separation After Allegations
November 2022Other Business Activities
Caleb works as an advisor assistant for One Ascent Financial Services and as an investment adviser representative for Purshe Kaplan Sterling Investments. Both roles are investment-related and take about half of Caleb's time.
Employment History
Current Registrations
Oneascent Financial Services LLC
Purshe Kaplan Sterling InvestmentsBroker
Previous Registrations
J.P. Morgan Securities LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.