CP
CFP
CP
CFP
Craig Platt
6 Years of Experience
New Haven, CT
1 DisclosureBroker
Craig Platt is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in New Haven, CT, with 6 years of industry experience. Craig operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
470 James Street, New Haven, CT, 06513
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Regulatory History (1)
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Financial
May 2023Final
Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2025 - Present · 1 yr 1 mo
Cetera Wealth Services, LLC
August 2025 - Present · 1 yr 1 mo
Cetera Wealth Services, LLCBroker
August 2025 - Present · 1 yr 1 mo
Previous Registrations
LPL Enterprise, LLC
November 2024 - August 2025 · 9 mos
LPL Enterprise, LLCBroker
November 2024 - August 2025 · 9 mos
Prudential Financial Planning Services
August 2020 - November 2024 · 4 yrs 3 mos
Pruco Securities, LLC.Broker
February 2020 - November 2024 · 4 yrs 9 mos
State Registrations3 states
CTMANY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.