James Dunn is a CFP, ChFC-designated registered investment advisor at Edward Jones, based in Trumbull, CT, with 15 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Retirement Planning, Tax Planning. Their firm serves 3,743,795 clients with $820B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Edward Jones offers an Ongoing Financial Planning Service for a maximum fee of $3,600 per year. This includes a financial plan and periodic updates, generally at least once per year, based on consultations with your financial advisor. You can discuss and revise your plan as needed. The fee may be paid in quarterly installments. To be eligible, you must have at least $250,000 enrolled in one or more Edward Jones Advisory Programs.
Edward Jones offers a Point in Time Financial Planning Service for which they do not currently charge a separate fee, but reserve the right to do so in the future. This service includes consultations with your financial advisor who will analyze your situation and provide a personalized financial plan.
Location
Trumbull, CT
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James is the owner and CEO of iReFramify, Inc., a coaching and consulting business, since January 2025. He provides coaching to couples and consulting to small business owners, but dedicates minimal time to this activity and receives no current compensation.
Employment History
Current Registrations
Edward Jones
Edward Jones
Edward JonesBroker
Previous Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Strategic Advisers, INC.
Fidelity Brokerage Services LLCBroker
The Phynancial MD, LLC
Ast Investment Services, INC.
Prudential Annuities Distributors, INCBroker
AXA Advisors, LLCBroker
MML Investors Services, LLCBroker
John Hancock Distributors LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.