TrueAdvisor
TrueAdvisor
CB
CB

Christopher Baumann

Bcg Securities, INC.
6 Years of Experience
Cherry Hill, NJ
BrokerSells Insurance
View SEC Summary
View SEC Summary

Christopher Baumann is a registered investment advisor at Bcg Securities, INC., based in Cherry Hill, NJ, with 6 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 2,181 clients with $890M in assets under management.

Bcg Securities, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
35 advisors
Number of Clients
2,181 clients
Average Client Portfolio
$410K average
Assets Under Management
$894.2M

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K1.50%
$100K - $1.0M1.00%
$1M+1.00%

Fees are negotiable on a case-by-case basis. No fee will exceed 1.50% without specific approval from the firm's Compliance Officer.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

51 Haddonfield Road, Suite 210, Cherry Hill, NJ, 08002

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Christopher works as an agent at OTT Insurance, selling property and casualty insurance since January 2022. This activity takes about 10-20% of his time.

Employment History
Current Registrations
Bcg Securities, INC.
January 2023 - Present · 3 yrs 9 mos
Bcg Securities, INC.Broker
January 2023 - Present · 3 yrs 9 mos
Previous Registrations
Royal Alliance Associates, INC.
September 2020 - January 2023 · 2 yrs 4 mos
Royal Alliance Associates, INC.Broker
June 2020 - January 2023 · 2 yrs 7 mos
State Registrations14 states
AKARCADCFLKYMDMONCNJNYPATXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Cherry Hill, NJ →All financial advisors in New Jersey →