DS
DS

Dianne Shumway

5 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningEstate PlanningTax Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
16 advisors
Number of Clients
825 clients
Average Client Portfolio
$46K average
Assets Under Management
$38.3M

Fee Structure

Minimum Investment:$25K
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Location

Rancho Palos Verdes, CA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Dianne is an insurance broker selling life, disability, long-term care, fixed annuities, and health insurance products, dedicating about 10-20% of her time to this. She is also a managing member/owner of Move Forward Capital, providing divorce financial consulting, which takes a few hours per week.

Employment History
Current Registrations
Secure Investment Management, LLC
July 2025 - Present · 7 mos
Previous Registrations
MML Investors Services, LLC
June 2024 - July 2025 · 1 yr 1 mo
MML Investors Services, LLCBroker
June 2024 - July 2025 · 1 yr 1 mo
Cambridge Investment Research, INC.Broker
March 2021 - April 2024 · 3 yrs 1 mo
Cambridge Investment Research Advisors, INC.
April 2020 - April 2024 · 4 yrs
State Registrations4 states
CANCTXUT
Advisor
Exams
No exam information available for this advisor.