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Scott Nelson

45 Years of Experience
Paramus, NJ
Broker

Scott Nelson is a registered investment advisor at Raymond James & Associates, INC., based in Paramus, NJ, with 45 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

61 South Paramus Road, Suite 360, Paramus, NJ, 07652

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Scott is an owner/proprietor of Nelson & Nelson Properties LLC and Nelson & Nelson Properties of Florida LLC, involved in business ownership and rental real estate. He dedicates minimal time to these activities.

Employment History
Current Registrations
Raymond James & Associates, INC.
January 2024 - Present · 2 yrs 4 mos
Raymond James & Associates, INC.Broker
January 2024 - Present · 2 yrs 4 mos
Raymond James & Associates, INC.
January 2024 - Present · 2 yrs 4 mos
Previous Registrations
UBS Financial Services INC.
June 2013 - January 2024 · 10 yrs 7 mos
UBS Financial Services INC.Broker
June 2013 - January 2024 · 10 yrs 7 mos
Morgan StanleyBroker
June 2009 - July 2013 · 4 yrs 1 mo
Morgan Stanley
June 2009 - July 2013 · 4 yrs 1 mo
Citigroup Global Markets INC.
October 2002 - June 2009 · 6 yrs 8 mos
Citigroup Global Markets INC.Broker
February 1990 - June 2009 · 19 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1984 - February 1990 · 5 yrs 10 mos
Drexel Burnham Lambert IncorporatedBroker
September 1981 - April 1984 · 2 yrs 7 mos
Bache Halsey Stuart Shields IncorporatedBroker
January 1981 - September 1981 · 8 mos
State Registrations12 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Scott Nelson - Financial Advisor | TrueAdvisor