KH
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Kimberly Hartsock

4 Years of Experience
Long Beach, CA
Broker

Kimberly Hartsock is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Long Beach, CA, with 4 years of industry experience. Kimberly operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

3780 Kilroy Airport Way, Ste 350, Long Beach, CA, 90806

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
April 2025 - Present · 1 yr 1 mo
Northwestern Mutual Investment Services, LLCBroker
April 2025 - Present · 1 yr 1 mo
Previous Registrations
Trilogy Capital, INC.
August 2020 - August 2024 · 4 yrs
State Registrations8 states
CACOILMDNENYORTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.