Peter Farina is a CFA-designated registered investment advisor at Osaic Wealth, INC., based in Sun City Center, FL, with 39 years of industry experience. Peter operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
1653 Sun City Center Plaza, Sun City Center, FL, 33573
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Peter works as a Registered Assistant and Investment Advisor Representative at American Planning Services, Inc. DBA Payant Wealth Management Group, focusing on financial planning, asset allocation, and investment management.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Payant Wealth Management Group
Sagepoint Financial, INC.Broker
Thrivent Investment Management INC.
Thrivent Investment Management INC.Broker
RBC Dain Rauscher INC.
RBC Dain Rauscher INC.Broker
William R. Hough & CO., INC
William R. Hough & CO.Broker
Chase Securities, INC.Broker
E. F. Hutton & Company INCBroker
Donaldson, Lufkin & Jenrette Securities CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.