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Nicholas Rubinowicz
5 Years of Experience
Wellington, FL
Broker
Nicholas Rubinowicz is a registered investment advisor at Federated Securities CORP., based in Wellington, FL, with 5 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales.
Compensation
N/A
Firm Size
224 advisors
IM Fee
Planning only
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Location
Wellington, FL
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Federated Securities CORP.Broker
January 2024 - Present · 2 yrs 4 mos
Mdt Advisers, a Division of Federated Mdta LLC
January 2024 - Present · 2 yrs 4 mos
Federated Global Investment Management CORP.
January 2024 - Present · 2 yrs 4 mos
Federated Investment Counseling
January 2024 - Present · 2 yrs 4 mos
Federated Securities CORP.
January 2024 - Present · 2 yrs 4 mos
Federated Securities CORP.
January 2024 - Present · 2 yrs 4 mos
Previous Registrations
UBS Financial Services INC.
December 2022 - January 2024 · 1 yr 1 mo
UBS Financial Services INC.Broker
March 2021 - January 2024 · 2 yrs 10 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.