Gregory Mclean
Gregory Mclean is a registered investment advisor at Empire Retirement Plans, LLC, based in Utica, NY, with 45 years of industry experience. Gregory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning.
Compensation
Firm Size
IM Fee
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
Lomond Place Office Park, 130 Lomond Court, Utica, NY, 13502
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Gregory is the President of the Thousand Island Land Trust, a non-profit organization, and owns Caruso McLean and Co., Inc., an insurance agency where he sells annuities and life insurance. He also works as an investment adviser for Caruso McLean and Co., Inc. and as a retirement plan advisor for Empire Retirement Plans, dedicating nearly full-time hours to these investment-related activities.
Employment History
Current Registrations
Empire Retirement Plans, LLC
Osaic Wealth, INC.
Caruso Mclean & CO., INC.
Osaic Wealth, INC.Broker
Previous Registrations
Integrated Resources Equity CorporationBroker
Tucker, Anthony & R. L. Day, INC.Broker
E. F. Hutton & Company INCBroker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.